UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE
SECURITIES EXCHANGE ACT OF 1934
For the month of December, 2023
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001-41208 |
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(Commission File Number) |
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NOVONIX LIMITED
(Translation of registrant’s name into English)
Level 38
71 Eagle Street
Brisbane, QLD 4000 Australia
(Address of principal executive office)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20‑F or Form 40‑F.
Form 20-F ☒ Form 40-F ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
EXHIBIT INDEX
Exhibit No. Description
Exhibit 99.1 Appendix 3H (Notification of Cessation of Securities) dated December 12, 2023
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
NOVONIX LIMITED
By: /s/ Dr. John Christopher Burns Dr. John Christopher Burns Chief Executive Officer |
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Date: December 12, 2023
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Notification of cessation of +securities |
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EXHIBIT 99.1
Announcement Summary
Entity name
NOVONIX LIMITED
Announcement Type
New announcement
Date of this announcement
Tuesday December 12, 2023
Details of +securities that have ceased
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ASX +security |
Security description |
Number of +securities that have ceased |
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The +securities have |
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Date of |
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NVXAD |
PERFORMANCE RIGHTS |
125,722 |
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Lapse of conditional right to securities because the conditions have not been, or have become incapable of being, satisfied |
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12/12/2023 |
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Refer to next page for full details of the announcement
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Notification of cessation of +securities |
1 / 4 |
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Notification of cessation of +securities |
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Part 1 - Announcement Details
1.1 Name of +Entity
NOVONIX LIMITED
We (the entity named above) provide the following information about our issued capital.
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1.2 Registered Number Type ABN
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Registration Number 54157690830 |
1.3 ASX issuer code
NVX
1.4 The announcement is
New announcement
1.5 Date of this announcement
12/12/2023
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Notification of cessation of +securities |
2 / 4 |
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Notification of cessation of +securities |
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Part 2 - Details of +equity securities or +debt securities that have ceased
ASX +Security Code and Description
NVXAD : PERFORMANCE RIGHTS
Unquoted +equity securities that have ceased Number of securities that have ceased
125,722
Reason for cessation
Lapse of conditional right to securities because the conditions have not been, or have become incapable of being, satisfied
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Date of cessation 12/12/2023 |
Is the entity paying any consideration for the cessation?
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No
Any other information the entity wishes to notify to ASX about the cessation?
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Notification of cessation of +securities |
3 / 4 |
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Notification of cessation of +securities |
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Part 3 - Issued capital following changes
Following the cessation of the +securities the subject of this notification, the issued capital of the entity will comprise:
3.1 Quoted +equity securities and +debt securities (total number of each +class of +securities quoted on ASX)
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ASX +security code and description |
Total number of +securities on issue |
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NVX : ORDINARY FULLY PAID |
488,641,461 |
3.2 Unquoted +equity securities (total number of each +class of +equity securities issued but not quoted on ASX)
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ASX +security code and description |
Total number of +securities on issue |
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NVXAD : PERFORMANCE RIGHTS |
13,877,879 |
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NVXAA : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES |
28,210,001 |
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NVXAL : CONVERTIBLE NOTES |
45,221,586 |
Note: the figures stated in the tables above are used to calculate the total market capitalisation of the entity published by ASX from time to time. The table will not include those classes of +securities that have ceased or lapsed in their entirety in ASX records before the announcement date described in Q1.5, even if the entity has advised ASX of a change to that class of +security in Part 2 of this form.
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Notification of cessation of +securities |
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