UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

 

Washington, D.C. 20549

 

FORM 6-K

 

REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE

SECURITIES EXCHANGE ACT OF 1934

 

For the month of March, 2024

 

	001-41208
	(Commission File Number)

 

NOVONIX LIMITED

(Translation of registrant’s name into English)

 

Level 38

71 Eagle Street

Brisbane, QLD 4000 Australia

(Address of principal executive office)

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20‑F or Form 40‑F.

Form 20-F ☒ Form 40-F ☐

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐

 

 

 

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EXHIBIT INDEX

 

Exhibit No. Description

 

Exhibit 99.1 Appendix 3H (Notification of cessation of securities) dated March 25, 2024

 

Exhibit 99.2 Appendix 3H (Notification of cessation of securities) dated March 25, 2024

 

 

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

NOVONIX LIMITED By: /s/ Dr. John Christopher Burns        Dr. John Christopher Burns        Chief Executive Officer

 

Date: March 26, 2024

 

 

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EXHIBIT 99.1

Announcement Summary

 

 

Entity name

NOVONIX LIMITED

Announcement Type

New announcement

Date of this announcement

Monday March 25, 2024

 

Details of +securities that have ceased

 

	ASX +security code	Security description	Number of +securities that have ceased	The +securities have ceased due to	Date of cessation
	NVXAA	OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES	10,000	Expiry of option or other convertible security without exercise or conversion	25/03/2024

Refer to next page for full details of the announcement

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Part 1 - Announcement Details

 

 

 

1.1 Name of +Entity

NOVONIX LIMITED

We (the entity named above) provide the following information about our issued capital.

 

	1.2 Registered Number Type ACN	Registration Number 157690830

 

1.3 ASX issuer code

NVX

 

1.4 The announcement is

New announcement

1.5 Date of this announcement

25/3/2024

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Part 2 - Details of +equity securities or +debt securities that have ceased

 

 

ASX +Security Code and Description

NVXAA : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES

 

Unquoted +equity securities that have ceased
Number of securities that have ceased

10,000

 

Reason for cessation

Expiry of option or other convertible security without exercise or conversion

 

Date of cessation 25/3/2024	Is the entity paying any consideration for the cessation? No

 

 

Any other information the entity wishes to notify to ASX about the cessation?

 

 

 

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Part 3 - Issued capital following changes

 

 

Following the cessation of the +securities the subject of this notification, the issued capital of the entity will comprise:

The figures in parts 3.1 and 3.2 below are automatically generated and may not reflect the entity's current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.

 

3.1 Quoted +equity securities and +debt securities (total number of each +class of +securities quoted on ASX)

 

ASX +security code and description	Total number of +securities on issue
NVX : ORDINARY FULLY PAID	488,869,632

 

 

3.2 Unquoted +equity securities (total number of each +class of +equity securities issued but not quoted on ASX)

 

ASX +security code and description	Total number of +securities on issue
NVXAD : PERFORMANCE RIGHTS	19,795,781
NVXAA : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES	28,200,001
NVXAL : CONVERTIBLE NOTES	45,221,586

 

 

Note: the figures stated in the tables above are used to calculate the total market capitalisation of the entity published by ASX from time to time. The table will not include those classes of +securities that have ceased or lapsed in their entirety in ASX records before the announcement date described in Q1.5, even if the entity has advised ASX of a change to that class of +security in Part 2 of this form.

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EXHIBIT 99.2

Announcement Summary

 

 

Entity name

NOVONIX LIMITED

Announcement Type

New announcement

Date of this announcement

Monday March 25, 2024

 

Details of +securities that have ceased

 

			Number of
	ASX +security code	Security description	+securities that have ceased	The +securities have ceased due to	Date of cessation
	NVXAD	PERFORMANCE RIGHTS	236,603	Other	20/03/2024

Refer to next page for full details of the announcement

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Part 1 - Announcement Details

 

 

 

1.1 Name of +Entity

NOVONIX LIMITED

We (the entity named above) provide the following information about our issued capital.

 

1.2 Registered Number Type ACN	Registration Number 157690830

 

 

1.3 ASX issuer code

NVX

 

1.4 The announcement is

New announcement

1.5 Date of this announcement

25/3/2024

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Part 2 - Details of +equity securities or +debt securities that have ceased

 

 

ASX +Security Code and Description

NVXAD : PERFORMANCE RIGHTS

 

Unquoted +equity securities that have ceased
Number of securities that have ceased

236,603

 

Reason for cessation

Other

Please provide additional details

Cancellation of performance rights due to correction in number of rights to be issued.

 

Date of cessation 20/3/2024	Is the entity paying any consideration for the cessation? No

 

 

Any other information the entity wishes to notify to ASX about the cessation?

 

 

 

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Part 3 - Issued capital following changes

 

 

Following the cessation of the +securities the subject of this notification, the issued capital of the entity will comprise:

The figures in parts 3.1 and 3.2 below are automatically generated and may not reflect the entity's current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.

 

3.1 Quoted +equity securities and +debt securities (total number of each +class of +securities quoted on ASX)

 

		Total number of
ASX +security code and description		+securities on issue
NVX : ORDINARY FULLY PAID		488,869,632

 

 

3.2 Unquoted +equity securities (total number of each +class of +equity securities issued but not quoted on ASX)

 

		Total number of
ASX +security code and description		+securities on issue
NVXAD : PERFORMANCE RIGHTS		19,559,178
NVXAA : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES		28,210,001
NVXAL : CONVERTIBLE NOTES		45,221,586

 

 

Note: the figures stated in the tables above are used to calculate the total market capitalisation of the entity published by ASX from time to time. The table will not include those classes of +securities that have ceased or lapsed in their entirety in ASX records before the announcement date described in Q1.5, even if the entity has advised ASX of a change to that class of +security in Part 2 of this form.

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